Summer Training

Batch 1

DAILY UPDATE OF BATCH 1 , 3 JULY 2013 (WEDNESDAY)

TOPIC OF THE LECTURE :

Derivatives- future and options

PRESENTOR :

Ms. Pooja M. Kohli

CONTENTS:

Meaning of derivatives, future and options, fundamental aspects of derivatives, derivatives terminlogy and products, introduction to derivatives participants, I.E- hedger, speculators, arbitragers, call input option, benefits of derivatives

FEEDBACK :

Students found the lecture quite good and interesting.

ATTENDANCE :

There are 65 students in this batch. Today 19 students were absent and 46 were

present.

Batch 2

DAILY UPDATE OF BATCH 2 , 2 JULY 2013 (TUESDAY)

TOPIC OF THE LECTURE :

Investor grievance & arbitration proceedings

PRESENTOR :

Ms.Vibha tiwari

CONTENTS:

Grievance , Disputes against listed company ,Grievance procedure against listed company , SCORES , Procedure to file complain in SCORES , Ssecuties Appellate Tribunal (SAT) , Procedure for filling the appeal in SAT , limitation for filing an appeal in SAT , Functions of SAT , Power of SAT , appeal before supreme court , investor grievance against member broker , procedure for investor grievance against member broker , Arbitration , Procedure of Arbitration

FEEDBACK :

Satisfactory lecture and good presentation.

ATTENDANCE :

There are 81 students in this batch. Today 16 students were absent and 65 were

present.

Batch 3

DAILY UPDATE OF BATCH 3 , 2 JULY 2013 (TUESDAY)

TOPIC OF THE LECTURE :

Book building

PRESENTOR :

Mr.Atul chikersal

CONTENTS:

Procedure of book building, reqirements of brokers.

FEEDBACK :

New learning experience and easily understood by students.

ATTENDANCE :

There are 87 students in this batch. Today 21 students were absent and 66 were

present.

Batch 3

DAILY UPDATE OF BATCH 3 , 1 JULY 2013 (MONDAY)

TOPIC OF THE LECTURE :

Live trading

PRESENTOR :

Mr. sadhu ram

CONTENTS:

Internet, process of internet trading, transaction cycle, types of users for internet trading, requisites for internet trading and showing live trading

FEEDBACK :

New learning experience and very interesting lecture.

ATTENDANCE :

There are 87 students in this batch. Today 27 students were absent and 59 were present.

Batch 3

DAILY UPDATE OF BATCH 3 , 28 JUNE 2013 (FRIDAY)

TOPIC OF THE LECTURE :

Introduction to capital market

PRESENTOR :

Mr. sadhu ram

CONTENTS:

Role of capital market in economic development, factors affecting capital market, capital market reforms.

FEEDBACK :

New learning experience and very interesting lecture.

ATTENDANCE :

There are 87students in this batch. Today 27 students were absent and 59 were present.

BATCH 1

DAILY UPDATE OF BATCH 1 , 27 JUNE 2013 ( THURSDAY )

GROUP ACTIVITY BY GROUP 7

PRESENTORS :

Mohit Jaiswal

Mohit Kumar

Vibhu Menon

Arpandeep Kaur

Kamaldeep Kaur

TOPIC :

Tussle between SEBI and IRDA.

FEEDBACK :

Outstanding presentation. Good effort made by the students. Word of appreciation for all.

ATTENDANCE :

There are 65 students in this batch. Today 9 students were absent and 56 were present.

Batch 2

DAILY UPDATE OF BATCH 2 , 26 JUNE 2013 (WEDNESDAY)

TOPIC OF THE LECTURE :

Listing, Listing agreement

PRESENTOR :

Mr.Sudesh Sharma

CONTENTS:

Meaning , neccestity of listing , requirements of listing , documents to be submitted for listing of security , types of listing , listing agreement , impartant clause of listing , penalties , consiquencies of not comply to listing agreement , delisting process

FEEDBACK :

Lecture was good & understandable and all topics are cleared.

NEWS ANALYSIS :

● Supreme court dismisses land against Ranbaxy

● Mahindra satyam merges with tech Mahindra

● Sensex up by 88.2 and nifty up by 19

ATTENDANCE :

There are 81students in this batch. Today 21 students were absent and 60 werepresent.

Batch 1

DAILY UPDATE OF BATCH 1 , 25 JUNE 2013 (TUESDAY)

Presentation by Ms. Rajwinder kaur

Presentation by Mr Daljeet kumar/ Ms Vibhu menon

CONTENTS :

TOPIC- How to read an IPO

Capital market instruments

FEEDBACK :

Satisfactory, good, interesting, knowledgeable presentation. All concepts are clear.

NEWS ANALYSIS :

• Airtel cuts rates for 4G services

• Sensex slips 223 points to over 2 months low

• Nifty slips 77 points

ATTENDANCE :

There are 65 students. 55 were present and 10 were absent.

DAILY UPDATE OF BATCH 1 AND BATCH 2 , 24 JUNE 2013 (MONDAY)

Batch 1

DAILY UPDATE OF BATCH 1 , 19 JUNE 2013 (WEDNESDAY)

TOPIC OF THE LECTURE :

Compliances of brokers

PRESENTOR :

Ms.Ashima arora

CONTENTS:

Client registration , Contact node , Electronic contract node , Charging of brokerage , Locations & operations of terminals , Display of notice board / SEBI registration certificate , issue of advertisement , Maintenance of records , Compliance with Prevention Money Laundering Act , 2002

FEEDBACK :

secture was very interesting and all concept are deeply explained.

NEWS ANALYSIS :

• Mukeshambani’s port empire power firms, get ready for big boom.

• Indian stock to rebound 9% by year end, reforms say.

ATTENDANCE :

There are 65 students in this batch. Today 15 students were absent and 50 were present.

Batch 2

DAILY UPDATE OF BATCH 2 , 19 JUNE 2013 (WEDNESDAY)

TOPIC OF THE LECTURE :

KYC ( know your client)

PRESENTOR :

Ms.Meenakshi Gupta

CONTENTS:

Agreement parties , Activities of client registration department , Types of trade A/C(Individual a/c, proprietorship firm a/c , minor a/c , HUF a/c , partnership firm , corporate a/c ) process of client registration .

FEEDBACK :

Lecture was very interesting and all concept are deeply explained. We learn in a practical way how a KYC form is filled.

NEWS ANALYSIS :

• Japan exports up by most since 2010

• Tata motors launched 8 upgraded models of its cars

• Sensex down, oil and gas auto stocks slips

• Term of the day- bought deal underwriting.

ATTENDANCE :

There are 81 students in this batch. Today 25 students were absent and 56 were present.

Batch 1

DAILY UPDATE OF BATCH 1 , 18 JUNE 2013 (TUESDAY)

TOPIC OF THE LECTURE :

KYC ( know your client)

PRESENTOR :

Ms. Meenakshi Gupta

CONTENTS:

Agreement parties , Activities of client registration department , Types of trade A/C(Individual a/c, proprietorship firm a/c , minor a/c , HUF a/c , partnership firm , corporate a/c ) process of client registration .

FEEDBACK :

Lecture was very interesting and all concept are deeply explained. We learn in a practical way how a KYC form is filled.

NEWS ANALYSIS :

• Ratantata is air asia’s chief advisor

• Railway earnings up 12%

• Free roaming plan postponed

• Indirect tax collection up by 3.8%

ATTENDANCE :

There are 65 students in this batch. Today 6 students were absent and 59 were present.

Batch 2

DAILY UPDATE OF BATCH 2 , 18 JUNE 2013 (TUESDAY)

TOPIC OF THE LECTURE :

Membership

PRESENTOR :

Mr.PawanBhardwaj

CONTENTS:

Introduction, eligibility of membership, types of membership, ways to acquire membership right and registration of sub broker.

FEEDBACK :

Lecture was very good.

NEWS ANALYSIS :

• Siemens wins rs 66 crore NTPC order

• Term of the day was Ponzi scheme.

ATTENDANCE :

There are 81students in this batch. Today 28 students were absent and 53 were present.

Batch 1

DAILY UPDATE OF BATCH 1 , 17 JUNE 2013 (MONDAY)

TOPIC OF THE LECTURE :

Membership

PRESENTOR :

Mr.PawanBhardwaj

CONTENTS:

Introduction, eligibility of membership, types of membership, ways to acquire membership right and registration of sub broker.

FEEDBACK :

Lecture was very good and interesting.

ATTENDANCE :

There are 65 students in this batch. Today 14 students were absent and 51 were present.

Batch 2

DAILY UPDATE OF BATCH 2 , 17 JUNE 2013 (MONDAY)

TOPIC OF THE LECTURE :

Demat/Remat, Depositories

PRESENTOR :

Mr.VinayMahajan, Mr.Jaswinder Singh

CONTENTS:

Meaning of remat a/c, process, what is ISIN, components of ISIN, nomination, meaning of transfer and transmission, about corporate action, and role of depository in corporate action.

FEEDBACK :

lecture was very interesting and all concept are deeply explained.

NEWS ANALYSIS :

• RBI steps in as rupee hits record low of 58.98

• ICICI bank, Axis bank crack on KYC violation

• Term of the day – stock split

ATTENDANCE :

There are 81students in this batch. Today 20 students were absent and 61 were present.

Batch 1

DAILY UPDATE OF BATCH 1 , 15 JUNE 2013 (SATURDAY)

TOPIC OF THE LECTURE :

Secretarial

PRESENTOR :

Ms.SilviMalhotra

CONTENTS:

Types of committee, standard of minutes, name of board of directors, trading member, public interest director.

FEEDBACK :

ecture was very interesting and good and all concept are deeply explained.

ATTENDANCE :

There are 65 students in this batch. Today 25 students were absent and 40 were present.

BATCH 1

DAILY UPDATE OF BATCH 1 , 14 JUNE 2013 ( FRIDAY )

GROUP ACTIVITY BY GROUP 4

PRESENTORS :

Bharat Garg

Kamaljit Kaur

Simranpreet Kaur

Ramandeep Kaur

Sakshi Gupta

TOPIC :

IPO SCAM

FEEDBACK :

Outstanding presentation. Good effort made by the students. Word of appreciation for all.

ATTENDANCE :

There are 65 students in this batch. Today 13 students were absent and 52 were present.

Batch 1

DAILY UPDATE OF BATCH 1 , 14 JUNE 2013 (FRIDAY)

TOPIC OF THE LECTURE :

HR (human resource)

PRESENTOR :

Ms.Geeta Goel

CONTENTS:

Recruitment process, Selection process, Training & development, performance appraisal, Employee grievance, Promotional schemes

FEEDBACK :

Lecture was very interesting and all concept are well explained.

NEWS ANALYSIS :

• P. chidambaran appeal to indian people not to purchase gold

• Rupee falls again and is closed at 57.99

ATTENDANCE :

There are 65 students in this batch. Today 13 students were absent and 52 were present.

Batch 2

DAILY UPDATE OF BATCH 2 , 14 JUNE 2013 (FRIDAY)

TOPIC OF THE LECTURE :

Account opening depositries

PRESENTOR :

Mr.Jaswinder Singh

CONTENTS :

Demat procedure, Remat procedure, Nomination process, Transmission, Corporate action, Transposition

FEEDBACK :

Lecture was very interesting and all concept are well explained.

NEWS ANALYSIS :

• P. chidambaran appeal to indian people not to purchase gold

• Rupee falls again and is closed at 57.99

ATTENDANCE :

There are 81 students in this batch. Today 6 students were absent and 75 were present.

Batch 1

DAILY UPDATE OF BATCH 1 , 12 JUNE 2013 (WEDNESDAY)

TOPIC OF THE LECTURE :

Tax impact on securities

PRESENTOR :

Ms.Kehkesha Verma

CONTENTS:

Rates of taxes imposed on various securities and various types of taxes.

FEEDBACK :

Excellent and highly knowledgeable lecture and all concepts are well explained.

NEWS ANALYSIS :

• Tech Mahindra and Mahindra satyam merged, SWAP ratio - 2:17

• Mutual fund investments got increased

ATTENDANCE :

There are 65 students in this batch. Today 10 students were absent and 55 were present.

Batch 2

DAILY UPDATE OF BATCH 2 , 12 JUNE 2013 (WEDNESDAY)

TOPIC OF THE LECTURE :

Introduction to depositries

PRESENTOR :

Mr.VinayMahajan

CONTENTS:

Constituents of a depository participants, Bank & depository ,functions of depository ,basic eligibility criteria , types of depository , steps for joining as a DP ,conditions for grant for registration ,rights and obligation of depository ,validity and renewal of registration certification , benefits to investor, legal framework.

FEEDBACK :

Excellent and highly knowledgeable lecture and all concepts are well explained.

NEWS ANALYSIS :

• Nokia ties up with new india assurance

• Jindal steel stock plunges 15%

ATTENDANCE :

There are 81 students in this batch. Today 10 students were absent and 71 were present.

Batch 1

DAILY UPDATE OF BATCH 1 , 11 JUNE 2013 (TUESDAY)

TOPIC OF THE LECTURE :

Accounts

PRESENTOR :

Mr. Karan Gupta

CONTENTS:

Purpose of financial accounting , Accounting process , Contents of annual report , Financial statements , Tax deducted at source , Providend fund a/c , Advance tax , Bonus or Exgratia , Dividend distribution tax

FEEDBACK :

Excellent and highly knowledgeable lecture and all concepts are well explained.

NEWS ANALYSIS :

• Value of rupee reached to 58.14

• ICICI bank, Axis bank slips on RBI, penalty for KYC voilation

ATTENDANCE :

There are 65 students in this batch. Today 7 students were absent and 58 were present.

BATCH 1

DAILY UPDATE OF BATCH 1 , 11 JUNE 2013 ( TUESDAY )

GROUP ACTIVITY BY GROUP 3

PRESENTORS :

Anahad Batra

Gurtej Singh

Jyotika Khosla

Rajinder Kaur

Prateek Vashisht

Ramandeep Kaur

TOPIC :

Insider trading (case study)

FEEDBACK :

Outstanding presentation. Good effort made by the students. Word of appreciation for all.

ATTENDANCE :

There are 65 students in this batch. Today 7 students were absent and 58 were present.

Batch 2

DAILY UPDATE OF BATCH 2 , 11 JUNE 2013 (TUESDAY)

TOPIC OF THE LECTURE :

Live Trading

PRESENTOR :

Mr. Sadhu Ram

CONTENTS:

Outcry system, screenbased trading, internet trading, SENSEX, NIFTY, sector wise distribution and weightage.

FEEDBACK :

Excellent lecture, practical knowledge and all concepts are well explained.

NEWS ANALYSIS :

• RBI fines Axis, ICICI, HDFC bank for KYC norms break

• Indian rupee depreciated nearly 8%

ATTENDANCE :

There are 81 students in this batch. Today 11 students were absent and 70 were present.

Batch 1

DAILY UPDATE OF BATCH 1 , 10 JUNE 2013 (MONDAY)

TOPIC OF THE LECTURE :

Investor grievance & arbitration proceedings

PRESENTOR :

Ms.Vibhatiwari

CONTENTS:

Grievance , Disputes against listed company ,Grievance procedure against listed company , SCORES , Procedure to file complain in SCORES , Ssecuties Appellate Tribunal (SAT) , Procedure for filling the appeal in SAT , limitation for filing an appeal in SAT , Functions of SAT , Power of SAT , appeal before supreme court , investor grievance against member broker , procedure for investor grievance against member broker , Arbitration , Procedure of Arbitration

FEEDBACK :

Satisfactory lecture and good presentation.

NEWS ANALYSIS :

• Kingfisher airlines grounded since October 1 last year on Friday, reported a net loss of 2141 crores.

• Beleaguered drug maker Ranbaxy agreed to pay $500 million to US authorities for making adulterated drugs.

ATTENDANCE :

There are 65 students in this batch. Today 8 students were absent and 57 were

present.

Batch 2

DAILY UPDATE OF BATCH 2 , 10 JUNE 2013 (MONDAY)

TOPIC OF THE LECTURE :

Secondary market

PRESENTOR :

Ms.Amarpreet kaur

CONTENTS:

Types of capital market , secondary market , function of secondary market , participants in secondary market , products deal in secondary market , SEBI & its role in Secondary market , role of broker & sub broker in secondary market ,getting started , where to trade , important terms in secondary market ,trading process.

FEEDBACK :

Excellent lecture, practical and in-depth knowledge of marketsand all concepts are well explained.

NEWS ANALYSIS :

• Kingfisher airlines grounded since October 1 last year on Friday, reported a net loss of 2141 crores.

• Beleaguered drug maker Ranbaxy agreed to pay $500 million to US authorities for making adulterated drugs.

ATTENDANCE :

There are 81 students in this batch. Today 13 students were absent and 68 were

present.

Batch 1

DAILY UPDATE OF BATCH 1 , 7 JUNE 2013 (FRIDAY)

TOPIC OF THE LECTURE :

Listing of shares

PRESENTOR :

Mr.sudeshsharma

CONTENTS:

Listing, listing agreement, types of listing, delisting, requirements of listing, benefits of listing.

FEEDBACK :

Knowledgeable lecture and presented in a very good way.

NEWS ANALYSIS :

• Power demand to grow 6.2% during 12^th plan, says Crisil.

• 75% likely to raise spending, investment by 10% or more.

• Case for more rope on delisting, SEBI consider the state of market since 2010.

ATTENDANCE:

There are 65 students in this batch. Today 5 students were absent and 60 were

present.

Batch 2

DAILY UPDATE OF BATCH 2 , 7 JUNE 2013 (FRIDAY)

TOPIC OF THE LECTURE :

Book building

PRESENTOR :

Mr. Atul chikersal

CONTENTS:

Procedure of book building, reqirements of brokers.

FEEDBACK :

New learning experience and easily understood by students.

NEWS ANALYSIS :

• Power demand to grow 6.2% during 12^th plan, says Crisil.

• 75% likely to raise spending, investment by 10% or more.

• Case for more rope on delisting, SEBI consider the state of market since 2010.

ATTENDANCE :

There are 81 students in this batch. Today 15 students were absent and 66 were

present.

DAILY UPDATE OF BATCH 1 , 6 JUNE 2013 ( THURSDAY )

GROUP ACTIVITY BY GROUP 1

PRESENTORS :

Alisha Arora

Gobind Singh

Sumit Kumar

Supreet Singh

Vaneet Kapoor

Ramanjeet Kaur

TOPIC :

Venture capital

FEEDBACK :

Outstanding presentation. Good effort made by the students. Word of appreciation for all.

ATTENDANCE :

There are 65 students in this batch. Today 11 students were absent and 54 were present.

Batch 2

DAILY UPDATE OF BATCH 2 , 6 JUNE 2013 (THURSDAY)

TOPIC OF THE LECTURE :

Initial public offer

PRESENTOR :

Ms. Rajwinder kaur

CONTENTS:

Public offer, meaning, types of public offer, objectives and benefits of public offer, how to rate.

FEEDBACK :

Good lecture. Students learnt a lot.

ATTENDENCE :

There are 81students in this batch. Today 14 students were absent and 67 were present.

Types of account, accounts characteristics, client types, common requirements for opening demat, process of demat and signing of DRF.

DAILY UPDATE OF BATCH 1 , 4 JUNE 2013 ( TUESDAY )

GROUP ACTIVITY BY GROUP 1

PRESENTORS :

Akanksha Sharma

Harinder Kaur

Sukhvir Kaur

Pawandeep Kaur

Vaishali Dhand

Jaspreet Kaur

TOPIC :

Hedge funds

FEEDBACK :

Outstanding presentation. Good effort made by the students. Word of appreciation for all.

ATTENDANCE :

There are 65 students in this batch. Today 7 students were absent and 58 were present.

Batch 2

DAILY UPDATE OF BATCH 2 , 4 JUNE 2013 (TUESDAY)

TOPIC OF THE LECTURE :

Introduction to capital market

PRESENTOR :

Ms.Pooja m. kohli

CONTENTS:

Role of capital market in economic development, factors affecting capital market, capital market reforms.

FEEDBACK :

New learning experience and very interesting lecture.

NEWS ANALYSIS :

• SEBI acts against public float violaters

• BSE gets nod for debt trading platform

• Mutual funds investment in banking sector rose to 26.4 from 22.7

ATTENDANCE :

There are 81 students in this batch. Today 50 students were absent and 31 were

present.

Batch 1

DAILY UPDATE OF BATCH 1 , 3 JUNE 2013 (MONDAY)

TOPIC OF THE LECTURE :

Live trading, internet trading

PRESENTOR :

Mr. sadhu ram, Mr.kulwinder singh

CONTENTS:

Internet, process of internet trading, transaction cycle, types of users for internet trading, requisites for internet trading and showing live trading.

FEEDBACK :

Knowledgeable lecture and very interesting and presented in a very good way.

NEWS ANALYSIS :

• Core sector growth slows to 2.3% in april

• PM asks SEBI to stop insider trading

• Sun pharma may buy Swedish company

ATTENDANCE:

There are 65students in this batch. Today 7 students were absent and 58 were

present.

Batch 1

DAILY UPDATE OF BATCH 1 , 1 JUNE 2013 (SATURDAY)

TOPIC OF THE LECTURE :

Mutual funds

PRESENTOR :

Mr.paramveer singh hansra

CONTENTS:

concept of mutual funds, types of mutual funds, benefits provided by them.

FEEDBACK :

Really appreciable lecture. Great learning experience.

NEWS ANALYSIS :

• Core sector growth slows to 2.3% in april

• Petrol costlier by 75 paise and diesel by 50 paise

• Sensex has declined by 445.10 points which is steepest decline in 15 months

ATTENDANCE:

There are 65 students in this batch. Today 5 students were absent and 60 were

present.

Batch 1

DAILY UPDATE OF BATCH 1 , 31 MAY 2013 (FRIDAY)

TOPIC OF THE LECTURE :

Secondary market

PRESENTOR :

Ms.Amarpreet kaur

CONTENTS:

Types of capital market , secondary market , function of secondary market , participants in secondary market , products deal in secondary market , SEBI & its role in Secondary market , role of broker & sub broker in secondary market ,getting started , where to trade , important terms in secondary market ,trading process.

FEEDBACK :

Excellent lecture, practical and in-depth knowledge of markets and all concepts are well explained.

NEWS ANALYSIS :

• Wallmart agreed to pay $100 million for violating the green norms

• RBI will issue inflation index bonds on 1^stjuly

• Discount on shares being sold via OFS

ATTENDANCE :

There are 65 students in this batch. Today 45 students were absent and 20 were

present.

Batch 1

DAILY UPDATE OF BATCH 1 , 29 MAY 2013 (WEDNESDAY)

TOPIC OF THE LECTURE :

Book building

PRESENTOR :

Mr.Atul chikersal

CONTENTS:

Procedure of book building, reqirements of brokers.

FEEDBACK :

New learning experience and easily understood by students.

NEWS ANALYSIS :

• Value of rupee @56 compared to dollar

• Decline in overall exports by -1.80%

• Top 5 IT firms grow 13.3% in 2012

ATTENDANCE :

There are 65 students in this batch. Today 8 students were absent and 57 were

present.