|
Sr. no.
|
Responsibilities of Investors
|
|
1.
|
Deal with a SEBI registered DP for opening demat account, KYC and Depository activities.
|
|
2.
|
Provide complete documents for account opening and KYC (Know Your Client). Fill all the required details in Account Opening Form / KYC form in own handwriting and cancel out the blanks.
|
|
3.
|
Read all documents and conditions being agreed before signing the account opening form.
|
|
4.
|
Accept the Delivery Instruction Slip (DIS) book from DP only (preprinted with a serial number along with client ID) and keep it in safe custody and do not sign or issue blank or partially filled DIS.
|
|
5.
|
Always mention the details like ISIN, number of securities accurately.
|
|
6.
|
Inform any change in information linked to demat account and obtain confirmation of updation in the system.
|
|
7.
|
Regularly verify balances and demat statement and reconcile with trades / transactions.
|
|
8.
|
Appoint nominee(s) to facilitate heirs in obtaining the securities in their demat account.
|
|
9.
|
Do not fall prey to fraudsters sending emails and SMSs luring to trade in stocks / securities promising huge profits.
|