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Investor Complaint Format
(In Block Letters)
(To be submitted in duplicate)
Date ……………….

  To,
  The Secretary
  Investor Service Cell
  The Ludhiana Stock Exchange Limited,
  Firoze Gandhi Market,Ludhiana - Punjab

  May I/we request you to endorse the following complaint and arrange for quick redressal
  thereof

  NAME : __________________________
  ADDRESS : __________________________
  __________________________
  __________________________
  __________________________ PHONE NO ________________
  COMPANY NAME AND ADDRESS : _____________________________
  _____________________________
  _____________________________
  _____________________________

  REGISTRAR NAME AND ADDRESS:   _____________________________
  _____________________________

  NATURE OF COMPLAINT
  TYPE :- (Tick () appropriate term)
  Non-receipt of :-

     Refund order/Allotment Advice
     Cancelled Stock Invest S.I.
     Duplicate RO for correct amount/After indemnity/After correction.
     Short Refund.

  • Dividend :- Non-receipt of Dividend
  • Shares :- Non-receipt of certificates in/after.
  •  Exchange of Allotment letter.

     Transfer/Endorsement/Bonus/Duplicate/Splitting.

  • Debenture/Bond :- Non-receipt of
  •  Interest

     Redemption Amount/Interest Delayed on RA

  • Miscellaneous :- Non-receipt of :

 Annual Report

 Brokerage/Commission Payment

 Interest on Delayed dividend

 Any other (specify)

PARTICULARS OF COMPLAINT :-
Folio/Certificate/Distinctive Nos/Application No./Application Form deposited In Bank
_____________________________________________________
_____________________________________________________

OTHER DETAILS (if any) :-
_____________________________________
_____________________________________
_____________________________________

In Case of REMINDERS only
LSEA Reference No :
_______________________________________
Date : _______________________________________

Yours faithfully,
(Signature)

Note :- 1) Separate Format for each Complaint / Company.
2) No Additional Enclosures required.
3) The 1st reminder should be addressed so the LSEA only after 30 days from the receipt of the letter to the Exchange.In case we do not receive reply within 60 days from you, the complaint will be presumed as resolved.

 

No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.